SEC Filings

최신 SEC 공시

4ILMNTier 72026년 8월 21일 PM 11:42

Keith A. Meister (Corvex Management) sold about 716k shares of Illumina (ILMN) common stock for roughly $150–$160 million, reducing reported fund holdings to about 1.41 million shares.

ILLUMINA, INC. · CIK 1110803 · 0001193125-26-361476

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4ARESTier 62026년 8월 21일 PM 11:39

Co-President Blair Jacobson gifted 8,000 shares of Ares Management Corp Class A Common Stock to charity.

Ares Management Corp · CIK 1176948 · 0001756898-26-000007

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4ABNBTier 52026년 8월 21일 PM 10:39

Airbnb CAO David C. Bernstein disposed of 1,070.04 Class A shares at an implied $183.25 per share in a tax-withholding transaction related to an equity award and now holds 48,513.054 shares.

Airbnb, Inc. · CIK 1559720 · 0001193125-26-361412

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4ABNBTier 62026년 8월 21일 PM 10:38

Nathan Blecharczyk, Airbnb’s Chief Strategy Officer, sold and tax-settled several thousand shares of Class A common stock and converted 450 Class B shares into Class A shares held by a trust, while maintaining a very large indirect Class A stake.

Airbnb, Inc. · CIK 1559720 · 0001193125-26-361410

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4ABNBTier 62026년 8월 21일 PM 10:36

Airbnb CFO Elinor Mertz had 6,941.699 shares of Class A Common Stock withheld to cover taxes upon equity vesting, leaving her with 434,600.778 shares owned.

Airbnb, Inc. · CIK 1559720 · 0001193125-26-361408

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13DCHTRTier 82026년 8월 21일 PM 10:09

Liberty Broadband Corporation has fully exited its Charter Communications stake via merger-related disposition and recent share sales, filing a final Schedule 13D amendment with no continuing ownership or activist plans.

CHARTER COMMUNICATIONS, INC. /MO/ · CIK 1091667 · 0001140361-26-034050

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4UALTier 62026년 8월 21일 PM 09:46

Director Edward Shapiro gifted 50,000 shares of United Airlines Holdings, Inc. common stock to charity, reducing his direct holdings to 150,000 shares.

United Airlines Holdings, Inc. · CIK 100517 · 0000100517-26-000166

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8KTier 62026년 8월 21일 PM 09:30

Vivos Therapeutics is opening a new integrated sleep testing and treatment facility in Henderson, Nevada, expected to more than double local annual revenue capacity to over $10 million.

Vivos Therapeutics, Inc. · CIK 1716166 · 0001493152-26-039736

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4NETTier 72026년 8월 21일 PM 09:29

Michelle Zatlyn, President and Board Co‑Chair of Cloudflare, Inc., reported disposing of 315,300 Class A Common shares and retaining an indirect interest in 19,615 shares held via a trust.

Cloudflare, Inc. · CIK 1477333 · 0001786951-26-000020

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4NETTier 72026년 8월 21일 PM 09:28

Michelle Zatlyn (President and Board Co‑Chair of Cloudflare, Inc.) exercised options and converted Class B into Class A shares, then sold about 94,324 Class A shares over August 19–21, 2026 for roughly $27 million under a Rule 10b5‑1 plan.

Cloudflare, Inc. · CIK 1477333 · 0001786951-26-000018

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8KTier 72026년 8월 21일 PM 09:25

The company entered into a $25 million secured revolving credit facility with SLR Healthcare ABL, maturing in 2029, backed by a first‑priority lien on substantially all assets and governed by comprehensive ABL-style covenants and fees.

Starling Oncology, Inc. · CIK 1799191 · 0001079973-26-001169

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8KTier 62026년 8월 21일 PM 09:21

GEE Group Inc. reached a cooperation agreement with Star Equity Fund to declassify its board over the 2027–2028 annual meetings in return for the fund withdrawing its director and removal proposals and accepting standstill and voting commitments.

GEE Group Inc. · CIK 40570 · 0001477932-26-005233

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8KTier 72026년 8월 21일 PM 09:15

SolarMax Technology received a Nasdaq non-compliance notice for failing to timely file its June 30, 2026 Form 10-Q and must submit a remediation plan by October 19, 2026 to avoid potential delisting.

SolarMax Technology, Inc. · CIK 1519472 · 0001640334-26-001407

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8KTier 82026년 8월 21일 PM 09:15

Mangoceuticals, Inc. and Nuclea Energy Inc. mutually terminated their July 29, 2026 business combination agreement on August 19, 2026 after failing to secure the required $15 million PIPE financing by the outside closing date.

MANGOCEUTICALS, INC. · CIK 1938046 · 0001493152-26-039724

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4QCOMTier 82026년 8월 21일 PM 09:11

SVP & Chief Accounting Officer Patricia Y. Grech had RSUs vest into Qualcomm common stock and, via her family trust, sold 625 QCOM shares at about $162.85 per share under a Rule 10b5‑1 plan.

QUALCOMM INC/DE · CIK 804328 · 0000804328-26-000092

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4NOCTier 62026년 8월 21일 PM 09:10

Kathy J. Warden, Chair, CEO and President of Northrop Grumman, was awarded 35,910 performance-based Market Stock Units convertible into common stock, increasing her direct beneficial ownership to 35,910 shares.

NORTHROP GRUMMAN CORP /DE/ · CIK 1133421 · 0001628280-26-058482

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4DDOGTier 92026년 8월 21일 PM 08:45

Datadog CEO Olivier Pomel converted 47,054 Class B shares into Class A and sold 46,754 Class A shares in multiple trades around $233–$247 per share on August 19, 2026 under a 10b5-1 plan.

Datadog, Inc. · CIK 1561550 · 0001783990-26-000002

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4HDTier 62026년 8월 21일 PM 08:33

Jordan Broggi, EVP–Interconnected Retail of Home Depot, received an award of 1,494 restricted shares of common stock that fully vest in two years.

HOME DEPOT, INC. · CIK 354950 · 0000354950-26-000154

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4HDTier 52026년 8월 21일 PM 08:33

EVP William D. Bastek received an award of 1,494 restricted shares of Home Depot common stock.

HOME DEPOT, INC. · CIK 354950 · 0000354950-26-000153

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4CBOETier 52026년 8월 21일 PM 08:32

EVP and Chief Risk Officer Duinstra Boudewijn received two restricted stock unit awards totaling 2,404 RSUs of Cboe Global Markets, Inc. common stock.

Cboe Global Markets, Inc. · CIK 1374310 · 0002149900-26-000003

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4HDTier 62026년 8월 21일 PM 08:32

EVP & CFO Richard V. McPhail exercised 5,989 options into Home Depot common stock, sold those 5,989 shares for about $2.1 million, and received a 1,494-share restricted stock award.

HOME DEPOT, INC. · CIK 354950 · 0000354950-26-000152

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8KTier 52026년 8월 21일 PM 08:30

The company filed a Maryland legal opinion supporting the authorization and issuance of $1 billion of 7.250% Series A junior subordinated notes due 2057 and the related indenture, and consented to its use in the Form 8-K and registration statement.

ALEXANDRIA REAL ESTATE EQUITIES, INC. · CIK 1035443 · 0001104659-26-099706

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8KTier 52026년 8월 21일 PM 08:30

AMASS Brands Inc. amended and restated the designation of its Series C Convertible Preferred Stock, strengthening and clarifying the security’s economic, conversion, liquidation, and protective rights and related company covenants as approved by its board and Series C holders in August 2026.

AMASS BRANDS · CIK 1851491 · 0001575872-26-000597

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8KTier 72026년 8월 21일 PM 08:25

The company amended and restated its revolving credit agreement to extend maturity to August 18, 2029, increase total commitments to $2.5 billion, and lower interest margins under an updated syndicated facility led by Mizuho Bank.

KKR Infrastructure Conglomerate LLC · CIK 1948056 · 0001948056-26-000070

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8KTier 82026년 8월 21일 PM 08:25

Leggett & Platt’s shareholders approved its merger with Somnigroup International Inc., which is expected to close after remaining regulatory approval and other conditions are satisfied.

LEGGETT & PLATT INC · CIK 58492 · 0001193125-26-361156

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8KTier 72026년 8월 21일 PM 08:17

Evolution Petroleum closed a $16 million, immediately cash-flow-accretive acquisition of Midland Basin mineral and royalty interests effective August 1, 2026, enhancing production growth, diversification, and liquidity.

EVOLUTION PETROLEUM CORP · CIK 1006655 · 0001104659-26-099691

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8KTier 72026년 8월 21일 PM 08:15

Adient amended its term loan credit agreement to add a $500 million incremental Term B-2 loan tranche with Bank of America on August 20, 2026, on the same terms as its existing Term B-2 loans.

Adient plc · CIK 1670541 · 0001670541-26-000100

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4CBRSTier 62026년 8월 21일 PM 08:15

Susan Lior reported non-cash in-kind internal transfers of Cerebras Systems Inc. Class A Common Stock among Eclipse entities and estate-planning vehicles, with no change in overall economic ownership.

Cerebras Systems Inc. · CIK 2021728 · 0001193125-26-361120

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4CPAYTier 62026년 8월 21일 PM 08:14

Director-level insider Steven T. Stull sold 2,357 shares of Corpay, Inc. common stock in open-market transactions on August 20, 2026, for about $974,000 in total proceeds.

CORPAY, INC. · CIK 1175454 · 0001193125-26-361115

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8KAAOITier 92026년 8월 21일 PM 08:14

Applied Optoelectronics, Inc. disclosed a legal opinion supporting the validity of up to $600,000,000 of common stock to be issued under an equity distribution (ATM) program pursuant to its Form S-3 shelf registration.

APPLIED OPTOELECTRONICS, INC. · CIK 1158114 · 0001104659-26-099688

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4PHTier 72026년 8월 21일 PM 08:14

CEO Jennifer A. Parmentier was awarded Stock Appreciation Rights on 22,098 underlying shares of Parker-Hannifin Corp common stock at a $1,023.25 base price, vesting over three years.

Parker-Hannifin Corp · CIK 76334 · 0000076334-26-000131

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4PHTier 72026년 8월 21일 PM 08:13

EVP Mark J. Hart received a stock appreciation rights award equivalent to 3,241 shares of Parker-Hannifin Corp common stock.

Parker-Hannifin Corp · CIK 76334 · 0000076334-26-000129

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4PHTier 72026년 8월 21일 PM 08:13

Thomas C. Gentile received a stock appreciation rights award equivalent to 1,621 shares of Parker-Hannifin Corp common stock as equity compensation.

Parker-Hannifin Corp · CIK 76334 · 0000076334-26-000127

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4PHTier 72026년 8월 21일 PM 08:11

EVP & CFO Todd M. Leombruno received a Stock Appreciation Rights award equivalent to 5,745 shares of Parker-Hannifin Corp common stock.

Parker-Hannifin Corp · CIK 76334 · 0000076334-26-000125

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4WCNTier 62026년 8월 21일 PM 08:11

Senior VP Operations Robert Nielsen III sold 700 Waste Connections, Inc. common shares at about $170 per share and now holds 3,250 shares.

Waste Connections, Inc. · CIK 1318220 · 0001983938-26-000007

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4PHTier 72026년 8월 21일 PM 08:11

VP & Chief Digital & Info Off. Dinu J. Parel received an equity compensation grant of 3,241 Parker-Hannifin Corp stock appreciation rights tied to common stock.

Parker-Hannifin Corp · CIK 76334 · 0000076334-26-000123

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4CPAYTier 72026년 8월 21일 PM 08:10

Alan King, Group President Intl Vehicle Payments of Corpay, Inc., exercised 18,423 stock options and sold 18,423 common shares of CPAY for roughly $7.6 million in open‑market transactions on August 20, 2026.

CORPAY, INC. · CIK 1175454 · 0001193125-26-361107

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4ITWTier 72026년 8월 21일 PM 08:10

E. Scott Santi exercised 41,431 Illinois Tool Works stock options at $187.86 and sold 41,431 common shares around $286–$289 per share, leaving him with 266,288 shares owned.

ILLINOIS TOOL WORKS INC · CIK 49826 · 0001307581-26-000016

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4PHTier 52026년 8월 21일 PM 08:09

Angela R. Ives, VP & Controller of Parker-Hannifin Corp (PH), received an award of 1,016 stock appreciation rights tied to common stock.

Parker-Hannifin Corp · CIK 76334 · 0000076334-26-000119

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4LPLATier 62026년 8월 21일 PM 08:08

Group Managing Director Greg Gates exercised 7,189 stock options and sold 4,119 LPL Financial Holdings Inc. (LPLA) common shares on 2026-08-20.

LPL Financial Holdings Inc. · CIK 1397911 · 0001628280-26-058423

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8KTier 72026년 8월 21일 PM 08:08

WhiteFiber, Inc. plans a $250 million (plus up to $37.5 million additional) private offering of Convertible Senior Notes due 2032 and concurrent exchanges of its existing 2031 convertible notes, primarily to fund data center expansion and related corporate purposes.

WhiteFiber, Inc. · CIK 2042022 · 0001213900-26-092599

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4PHTier 62026년 8월 21일 PM 08:08

VP & Pres - Motion Sys. Grp. Berend Bracht received a stock appreciation rights award tied to 3,241 shares of Parker-Hannifin Corp common stock on 2026-08-19.

Parker-Hannifin Corp · CIK 76334 · 0000076334-26-000117

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4PHTier 72026년 8월 21일 PM 08:07

Rachid Bendali, VP & Pres.- Eng. Mat. Grp. of Parker-Hannifin Corp (PH), received a stock appreciation rights award linked to 3,241 shares of common stock.

Parker-Hannifin Corp · CIK 76334 · 0000076334-26-000115

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4PHTier 62026년 8월 21일 PM 08:06

Parker-Hannifin VP & President–Aerospace Group Jay Reidy received a stock appreciation rights award equivalent to 3,536 shares of common stock.

Parker-Hannifin Corp · CIK 76334 · 0000076334-26-000113

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4PHTier 52026년 8월 21일 PM 08:05

Parker-Hannifin Corp COO Ross Andrew D was granted stock appreciation rights tied to 6,777 shares of common stock.

Parker-Hannifin Corp · CIK 76334 · 0000076334-26-000111

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4ARXSTier 52026년 8월 21일 PM 08:05

Jason Aaron Roth received an award of 34,098 RSUs of Arxis, Inc. Class A Common Stock, increasing his direct holdings to 429,613 shares.

Arxis, Inc. · CIK 2093536 · 0000950103-26-012767

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8KTier 72026년 8월 21일 PM 08:05

Vertical Data Inc. retained Lincoln Hall Advisors LLC, led by Christopher S. Downs, under a consulting agreement making Downs the Company’s Interim Chief Financial Officer and principal financial officer with cash and equity compensation effective August 1, 2026, following a brief transition period through the filing of the June 30, 2026 Form 10‑Q.

Vertical Data Inc. · CIK 2033264 · 0001493152-26-039667

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8KTier 72026년 8월 21일 PM 08:05

Winnebago Industries, Inc. entered into a $350 million Third Amended and Restated asset-based revolving credit agreement, replacing and updating its existing credit facility while continuing and modifying its outstanding obligations.

WINNEBAGO INDUSTRIES INC · CIK 107687 · 0001104659-26-099676

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8KTier 62026년 8월 21일 PM 08:05

SmartKem, Inc. is implementing a one-for-50 reverse stock split of its common stock effective 5:00 p.m. Eastern Time on August 20, 2026, with fractional shares rounded up to whole shares.

SmartKem, Inc. · CIK 1817760 · 0001104659-26-099673

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4PHTier 72026년 8월 21일 PM 08:04

Parker-Hannifin executive Matthew A. Jacobson received a stock appreciation rights award equivalent to 3,241 shares of common stock as part of equity compensation.

Parker-Hannifin Corp · CIK 76334 · 0000076334-26-000107

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