CAPITAL SOUTHWEST CORP 8K

Capital Southwest Corporation established a $2 billion at-the-market equity offering program for its common stock under an Equity Distribution Agreement with RBC Capital Markets, LLC as sales agent and potential principal.

Capital Southwest Corporation entered into an Equity Distribution Agreement dated August 7, 2026, with RBC Capital Markets, LLC, under which the company may issue and sell, from time to time, shares of its common stock having an aggregate offering price of up to $2,000,000,000 (reduced by prior sales under alternative equity distribution agreements) through RBC as sales agent or to RBC as principal pursuant to separately executed Terms Agreements. The agreement establishes an at-the-market offering program on Form N-2, sets RBC’s sales commission at 1.5% of gross sales proceeds for agency transactions, and coordinates the company’s parallel arrangements with other sales agents listed in separate Alternative Equity Distribution Agreements, while confirming that Capital Southwest remains regulated as a business development company and intends to maintain its status as a regulated investment company for tax purposes.

Filing Facts

CIK

17313

Ticker

-

Form

8K

Source Type

sec

Accession

0000017313-26-000106

Alert Tier

7