AMERIPRISE FINANCIAL INC 4

Exec VP of Human Resources Kelli A. Hunter Petruzillo converted 207.185 phantom/plan-related Ameriprise shares into common stock and disposed of 98.185 shares for tax withholding, ending with 4,208 directly owned AMP shares plus 401(k) holdings.

On July 9, 2026, Ameriprise Financial Exec VP of Human Resources Kelli A. Hunter Petruzillo effected routine plan-related transactions involving Ameriprise Financial common stock and phantom stock. A deferred compensation/phantom stock award converted into 207.185 shares of AMP common stock, which were acquired at an implied value of approximately $518.23 per share, and immediately used in part to satisfy tax obligations through the disposition of 98.185 shares at an average price of $500.16 per share under a tax-withholding (code F) transaction. Following these transactions, she directly owned 4,208 shares of common stock and indirectly held an estimated 249.54 AMP shares via the Ameriprise 401(k) plan, while the phantom stock balance moved into actual shares consistent with the plan’s terms. These transactions appear to be structured compensation/plan activity rather than discretionary open‑market buying or selling.

Filing Facts

CIK

820027

Ticker

AMP

Form

4

Source Type

sec

Accession

0001184353-26-000008

Alert Tier

5