AMERIPRISE FINANCIAL INC 4

Chairman and CEO James M. Cracchiolo exercised 52,932 Ameriprise Financial (AMP) options at $165.41 and disposed of 52,932+ shares via tax withholding and open‑market sales totaling 18,020 shares around $545–$547, leaving 107,633 shares held directly.

On July 28, 2026, Ameriprise Financial Chairman and CEO James M. Cracchiolo exercised 52,932 employee stock options at $165.41 per share, acquiring an equivalent number of Ameriprise Financial, Inc. common shares, and retained them as direct holdings. On the same date, he had 34,912 shares withheld at an implied price of $545.83 per share to cover taxes associated with equity compensation, and sold 16,120 shares at a weighted average price of $545.2789 and an additional 1,900 shares at a weighted average price of $546.6658 in open‑market transactions, for total sales of 18,020 shares around $545–547 per share. After these transactions, he directly owned 107,633 shares and indirectly held approximately 1,738.321 shares through the Ameriprise Financial 401(k) plan; using the contemporaneous trading range (~$545–$547), his remaining direct stake is worth roughly $58–59 million and his 401(k) holdings are worth about $0.9–1.0 million. Overall, this filing reflects a classic option exercise-and-sell program with tax withholding, rather than a pure open‑market purchase or sale, but still represents multi‑million‑dollar gross sale proceeds at prices near the stock’s 52‑week high.

Filing Facts

CIK

820027

Ticker

AMP

Form

4

Source Type

sec

Accession

0001196484-26-000014

Alert Tier

7