BROADRIDGE FINANCIAL SOLUTIONS, INC. 4

Corporate VP Thomas P. Carey received an award of 5,275 RSU-based shares of Broadridge Financial Solutions, Inc. common stock, bringing his direct holdings to 11,301 shares.

On August 12, 2026, Corporate VP Thomas P. Carey received a grant of 5,275 shares of Broadridge Financial Solutions, Inc. common stock in the form of Restricted Stock Units under the company’s 2018 Omnibus Award Plan, determined at the end of a three-year performance period. These RSUs represent a like number of shares of common stock and will vest and convert into shares on October 1, 2026, subject to the plan’s terms. Following this award, Carey’s direct beneficial ownership increased to 11,301 shares, implying a post-transaction holding value of approximately $1.93 million based on the recent market price of about $170.60 per share. The grant appears to be a performance-based equity compensation event rather than an open-market purchase or sale.

Filing Facts

CIK

1383312

Ticker

BR

Form

4

Source Type

sec

Accession

0001225208-26-007117

Alert Tier

5