AMASS BRANDS 8K

AMASS Brands Inc. amended and restated the designation of its Series C Convertible Preferred Stock, strengthening and clarifying the security’s economic, conversion, liquidation, and protective rights and related company covenants as approved by its board and Series C holders in August 2026.

AMASS Brands Inc. filed an Amended and Restated Certificate of Designation for its Series C Convertible Preferred Stock, formally re-establishing the terms of 35,000 authorized Series C shares with a stated value of $1,086.96 per share, senior ranking to common stock, a 2% per quarter compounding preferred return (rising to 18% per annum upon default), detailed liquidation and deemed liquidation preferences, conversion mechanics into common stock based on fixed and market-based pricing with ownership caps, issuer-favorable optional redemption at 115% of the liquidation amount, limited or no voting rights except for protective provisions, and extensive covenants and default remedies that restrict the company’s issuance of securities, incurrence of debt, asset dispositions, capital structure changes, and fundamental transactions without consent of a majority of Series C holders; this amendment and restatement was approved by the board on August 18, 2026 and by a majority of Series C holders on August 19, 2026, with common stockholders not entitled to vote under the charter and Delaware law, and was filed with the Delaware Secretary of State the same day.

Filing Facts

CIK

1851491

Ticker

-

Form

8K

Source Type

sec

Accession

0001575872-26-000597

Alert Tier

5