LPL Financial Holdings Inc. 4

Group Managing Director Greg Gates exercised 7,189 stock options and sold 4,119 LPL Financial Holdings Inc. (LPLA) common shares on 2026-08-20.

On August 20, 2026, LPL Financial Holdings Inc. Group Managing Director Greg Gates exercised options to purchase 7,189 shares of common stock at an exercise price of $77.53 per share and immediately sold 4,119 of those shares at a weighted average price of $355.38 per share in multiple transactions, retaining the remaining shares, all as part of a routine option exercise and partial sale for approximately $1.46 million in gross sale proceeds and about $557,000 in intrinsic value realized on the exercised options. Following these transactions, Gates directly owned 23,602 shares of common stock, along with multiple tranches of restricted stock units scheduled to vest between 2027 and 2029, representing a significant continuing equity stake in the company.

Filing Facts

CIK

1397911

Ticker

LPLA

Form

4

Source Type

sec

Accession

0001628280-26-058423

Alert Tier

6