CAPITAL ONE FINANCIAL CORP 4

Matthew W. Cooper (General Counsel & Corporate Secretary) sold 3,500 shares of Capital One Financial Corp. common stock for approximately $728,000 under a Rule 10b5-1 trading plan.

On July 7, 2026, Matthew W. Cooper, General Counsel & Corporate Secretary of Capital One Financial Corp., sold 3,500 shares of the company’s common stock at an average price of approximately $208 per share, for an estimated total value of about $728,000. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on January 26, 2026. Following this transaction, Cooper beneficially owns 90,194 shares of Capital One common stock, which, at the transaction price, represent an equity stake worth roughly $18.8 million. The transaction appears to be a planned diversification or liquidity event rather than an opportunistic trade, given the 10b5-1 plan disclosure.

Filing Facts

CIK

927628

Ticker

COF

Form

4

Source Type

sec

Accession

0001727277-26-000014

Alert Tier

6