Rocket Companies, Inc. 4

Chief Business Officer William D. Banfield had 8,056 Rocket Companies Class A shares withheld for taxes upon RSU vesting while retaining a large remaining equity position.

On April 7, 2026, Rocket Companies, Inc. Chief Business Officer William D. Banfield had 8,056 shares of Class A common stock withheld by the company at an implied price of approximately $15.03 per share, totaling about $121,000, to satisfy tax withholding obligations upon the vesting of previously granted restricted stock units under the issuer’s 2020 Omnibus Incentive Plan. This is a routine, non-open-market transaction classified as a disposition to the issuer, and following the withholding, Banfield continued to hold 901,884 shares of Class A common stock, plus 2,826,979 shares each of Class L-1 and Class L-2 common stock, representing a substantial ongoing equity stake in the company.

Filing Facts

CIK

1805284

Ticker

RKT

Form

4

Source Type

sec

Accession

0001805284-26-000046

Alert Tier

5