Rocket Companies, Inc. 4

CTO Shawn Malhotra had 13,751 Rocket Companies Class A shares withheld to cover taxes upon RSU vesting, leaving him with 957,755 shares owned directly.

On April 7, 2026, Rocket Companies, Inc. Chief Technology Officer Shawn Malhotra had 13,751 shares of Class A common stock withheld and forfeited by the issuer at an approximate price of $15.03 per share, solely to satisfy tax withholding obligations arising from the vesting of restricted stock units under the company’s 2020 Omnibus Incentive Plan. This administrative, non-open-market transaction reduced his directly held shares to 957,755, which, using the provided stock data, represents an equity stake valued at roughly $14.5–$14.6 million, and does not reflect a discretionary sale into the market.

Filing Facts

CIK

1805284

Ticker

RKT

Form

4

Source Type

sec

Accession

0001805284-26-000048

Alert Tier

5