Rocket Companies, Inc. 4

CTO Shawn Malhotra had 52,484 Rocket Companies Class A shares withheld for taxes upon RSU vesting, leaving him with 905,271 shares owned.

On May 6, 2026, Rocket Companies, Inc. Chief Technology Officer Shawn Malhotra had 52,484 shares of Class A common stock withheld and forfeited to the issuer at an implied price of $14.09 per share to cover tax withholding obligations arising from the vesting of previously granted restricted stock units under the company’s 2020 Omnibus Incentive Plan; following this tax-related forfeiture, he continued to hold 905,271 shares of Class A common stock, representing a substantial retained equity position valued at roughly $12.9 million based on the recent market price.

Filing Facts

CIK

1805284

Ticker

RKT

Form

4

Source Type

sec

Accession

0001805284-26-000062

Alert Tier

5