Rocket Companies, Inc. 4

Insider Matthew Rizik had 14,796 cash-settled RSUs vest and settle into cash, associated with 14,796 Class A shares, as part of routine compensation at Rocket Companies, Inc.

On September 7, 2026, Rocket Companies, Inc. insider Matthew Rizik had a tranche of 14,796 cash-settled restricted stock units vest and automatically settle into cash under the company’s 2020 Omnibus Incentive Plan, in a transaction coded as exempt (M/J) under Rule 16b-3 and approved by independent directors. The Form 4 indicates a corresponding movement of 14,796 Class A common shares at an implied price of approximately $14.06 per share, for an estimated cash value of about $208,000. These are compensation-related RSU vesting and cash-settlement events rather than open‑market purchases or sales, and Rizik’s direct Class A holdings after the transactions stand at 2,424,541 shares, with additional indirect holdings through grantor retained annuity trusts in both Class A and Class L-2 stock. Using the current market price near $13.48, his direct Class A stake is worth roughly $32.7 million, while his broader economic interest including GRAT and Class L-2 positions is substantially larger, indicating these transactions are routine compensation events and not a significant change in ownership.

Filing Facts

CIK

1805284

Ticker

RKT

Form

4

Source Type

sec

Accession

0001805284-26-000098

Alert Tier

5