Rocket Companies, Inc. 4

Rocket Companies, Inc. CEO Krishna Varun had 185,258 shares of Class A common stock withheld to cover taxes upon RSU vesting, reducing his direct holdings to about 1.96 million shares.

On September 7 and 8, 2026, Rocket Companies, Inc. Chief Executive Officer Krishna Varun had a total of 185,258 shares of Class A common stock withheld and forfeited at approximately $14.06 per share to cover tax withholding obligations arising from the vesting of restricted stock units granted under the company’s 2020 Omnibus Incentive Plan. These Form 4 transactions, coded as “F,” reflect non-discretionary, tax-related share surrenders rather than open-market purchases or sales, and his resulting direct ownership remained substantial at approximately 2.02 million and then 1.96 million shares after the respective withholding events. Using the transaction price as a proxy, the forfeited shares represent an aggregate value of roughly $2.6 million across both days, and his post-transaction holdings are valued at about $27.5 million, indicating that the activity is primarily mechanical compensation-related rather than a signal of a change in sentiment about the issuer.

Filing Facts

CIK

1805284

Ticker

RKT

Form

4

Source Type

sec

Accession

0001805284-26-000099

Alert Tier

6