Rocket Companies, Inc. 4

COO Heather M. Lovier had 61,669 Rocket Companies Class A shares withheld (forfeited) for taxes upon RSU vesting, leaving her with about 2.26 million Class A shares outstanding.

On September 7, 2026, Rocket Companies, Inc. Chief Operating Officer Heather M. Lovier had 61,669 shares of Class A common stock withheld and forfeited to the company at an implied price of approximately $14.06 per share to satisfy tax withholding obligations arising from the vesting of previously granted restricted stock units under the issuer’s 2020 Omnibus Incentive Plan. This is a routine, non-discretionary compensation-related transaction, not an open-market sale. Following the withholding, Lovier beneficially owned approximately 2,259,115 shares of Class A common stock, and also held 1,413,490 shares of Class L‑2 common stock, reflecting a significant continuing equity stake; some of these holdings were previously reported as Class L‑1 shares that converted into Class A in an exempt internal reclassification. Using the current market price of about $13.48, her post-transaction Class A holdings are valued at roughly $30.4 million, indicating continued substantial alignment with shareholders despite the tax-related share forfeiture.

Filing Facts

CIK

1805284

Ticker

RKT

Form

4

Source Type

sec

Accession

0001805284-26-000100

Alert Tier

5