Rocket Companies, Inc. 4

Rocket Companies, Inc. Chief Business Officer William D. Banfield had 61,315 shares of Class A common stock withheld on September 7, 2026 to cover taxes upon RSU vesting, leaving him with about 3.67 million Class A shares and 2.83 million Class L-2 shares.

On September 7, 2026, Rocket Companies, Inc. Chief Business Officer William D. Banfield had 61,315 shares of Class A common stock withheld by the company at an implied price of approximately $14.06 per share to satisfy tax withholding obligations upon the vesting of previously granted restricted stock units under the 2020 Omnibus Incentive Plan. This tax-related forfeiture, coded as an "F" transaction on the Form 4, is a routine, non-discretionary event associated with equity compensation rather than an open-market sale. Following the transaction, Banfield reported beneficial ownership of 3,667,548 shares of Class A common stock, which includes 2,826,979 shares that had been reclassified from Class L-1 to Class A common stock pursuant to the issuer’s Restated Certificate of Incorporation in a Rule 16b-3–exempt conversion, as well as a separate holding of 2,826,979 shares of Class L-2 common stock. Based on the transaction price as a proxy for fair value, his post-transaction Class A holdings are worth roughly $51.5 million, while his Class L-2 position is valued at about $39.8 million, underscoring that his overall economic exposure to the company remains substantial despite the tax-motivated share forfeiture.

Filing Facts

CIK

1805284

Ticker

RKT

Form

4

Source Type

sec

Accession

0001805284-26-000105

Alert Tier

5