ROKU, INC 4

VP & CAO Matthew C. Banks had multiple RSUs vest into Roku Class A Common Stock, with shares withheld for taxes, and then sold 546 shares under a 10b5‑1 plan.

On this Form 4, Roku, Inc. VP and Chief Accounting Officer Matthew C. Banks reported multiple equity compensation-related transactions and a small discretionary sale. On September 1, 2026, several blocks of Restricted Stock Units (RSUs) vested and were converted to Class A Common Stock: 4,066 shares, 1,248 shares, 828 shares, 1,202 shares, and 788 shares, all at a conversion price of $0.00 as they are stock-settled awards. In connection with these RSU vestings, 2,017 shares of Class A Common Stock were withheld by the issuer to satisfy tax withholding obligations at an implied price of $155.53 per share. Following these events, Banks executed a 10b5‑1 plan sale of 546 shares of Class A Common Stock on September 2, 2026 at $155.64 per share, a relatively small liquidity transaction compared to his overall holdings. After these transactions, he directly owned 8,122 shares of Roku Class A Common Stock.

Filing Facts

CIK

1428439

Ticker

ROKU

Form

4

Source Type

sec

Accession

0001959033-26-000018

Alert Tier

5