PRINCIPAL FINANCIAL GROUP INC 4

CEO Deanna D. Strable-Soethout exercised options for 55,140 PFG shares at $63.98 and sold 55,140 shares at about $120.60 on 2026-09-03 under a Rule 10b5-1 plan.

On September 3, 2026, Deanna D. Strable-Soethout, Chair, President and CEO of Principal Financial Group Inc., effected several Form 4-reportable transactions in the company’s common stock. She acquired a total of 55,140 shares at $63.98 per share through the exercise of three option/derivative awards granted on February 26 of 2019, 2020, and 2021 (each for 18,380 shares), which converted into common stock. Immediately following these exercises, she sold 55,140 shares of common stock at a weighted-average price of $120.5992 per share under a pre-arranged Rule 10b5-1 trading plan, generating proceeds of roughly $6.65 million, while the exercised options cost about $3.53 million, implying a substantial spread capture. After these transactions, she retained a significant direct ownership stake of 173,867 shares of Principal Financial Group common stock.

Filing Facts

CIK

1126328

Ticker

PFG

Form

4

Source Type

sec

Accession

0001126328-26-000182

Alert Tier

7