AMERIPRISE FINANCIAL INC 4

Executive VP and CFO Walter S. Berman exercised options to acquire 34,111 Ameriprise Financial (AMP) shares and sold/disposed of 34,111 shares on July 28, 2026, leaving a residual holding of approximately 5,976 shares including 401(k) units.

On July 28, 2026, Ameriprise Financial Inc. Executive VP and CFO Walter Stanley Berman exercised two tranches of employee stock options for a total of 34,111 shares of common stock (10,905 shares at $165.41 and 23,206 shares at $197.87), resulting in corresponding acquisitions of common stock and an increase in directly held shares. To cover taxes, he disposed of 23,099 shares in a transaction coded "F" at an effective price of approximately $550.81 per share and then sold 11,012 shares (10,590 shares at a weighted average price of $548.9171 and 422 shares at $549.7582) in open market sales. After these transactions, Berman held 5,609 shares directly plus an estimated 366.81 shares indirectly via the company 401(k) plan. Using the transaction and snapshot price context (around $549–$550 per share), his post-transaction direct and indirect equity holdings are valued at roughly $3.3 million in aggregate.

Filing Facts

CIK

820027

Ticker

AMP

Form

4

Source Type

sec

Accession

0001335761-26-000013

Alert Tier

6