AMERIPRISE FINANCIAL INC 4

Ameriprise EVP Deirdre Davey McGraw exercised 3,000 stock options and sold 2,400 Ameriprise (AMP) shares (plus 2,191 shares for tax withholding) on August 6, 2026, ending with 3,373 directly held shares and additional 401(k) holdings.

On August 6, 2026, Deirdre Davey McGraw, EVP Mktg, Strategy & Communications of Ameriprise Financial Inc., exercised three tranches of employee stock options to acquire a total of 3,000 shares of common stock at strike prices of $165.41, $197.87, and $298.09 per share, which were added to her direct holdings. On the same day she sold 2,400 shares of common stock in the open market at a weighted average price of $558.28 per share (for roughly $1.34 million of gross proceeds) and also had 2,191 shares withheld or sold to cover tax obligations associated with equity compensation at an effective price of about $558.08 per share. After these transactions, she directly owned 3,373 shares of Ameriprise common stock plus an indirect interest equivalent to about 635.373 shares held through the company’s 401(k) stock fund, with the option exercises representing routine, fully vested compensation usage and the sale constituting a meaningful monetization of equity at near-record prices.

Filing Facts

CIK

820027

Ticker

AMP

Form

4

Source Type

sec

Accession

0001389812-26-000008

Alert Tier

7