ROKU, INC 4

Neil D. Hunt exercised 4,000 stock options and converted 2,000 Class B shares to Class A, then sold 2,000 Roku Class A shares for about $313,000 under a 10b5-1 plan while retaining roughly 33,629 total Roku shares.

On September 1, 2026, Neil D. Hunt of Roku, Inc. effected a series of Form 4-reportable transactions involving both Class A and Class B shares and an employee stock option. He converted 2,000 shares of Class B Common Stock into 2,000 shares of Class A Common Stock, then sold an aggregate 2,000 shares of Class A Common Stock in two broker transactions under a Rule 10b5-1 trading plan at weighted average prices of $156.05 (1,419 shares) and $156.92 (581 shares), for total sale proceeds of roughly $313,000. Concurrently, he exercised an employee stock option for 4,000 shares at a strike price of $8.82 per share, receiving 4,000 shares of Class B Common Stock, of which 4,000 appear as newly acquired Class B shares and 4,000 are reflected as transferred or reclassified, with 2,000 Class B shares then converted into Class A. After these transactions, Hunt reported direct ownership of 9,629 shares of Class A Common Stock and 24,000 shares of Class B Common Stock, with the filing footnotes clarifying that Class B is convertible one-for-one into Class A and that the sales were executed under his 10b5-1 plan. Using the disclosed sale prices as a proxy, his post-transaction holdings in both classes together represent an equity stake worth on the order of $5.3–$5.4 million.

Filing Facts

CIK

1428439

Ticker

ROKU

Form

4

Source Type

sec

Accession

0001393571-26-000020

Alert Tier

6