Capstone Holding Corp. 8K

Capstone Holding Corp. amended and restated its equity purchase facility with Tumim Stone Capital to sell up to $20 million of common stock under revised VWAP-based mechanics, subject to exchange, ownership, and registration constraints.

Capstone Holding Corp. entered into an Amended and Restated Common Stock Purchase Agreement with Tumim Stone Capital, LLC, effective June 11, 2026, which fully replaces their prior 2025 equity purchase agreement and provides Capstone the discretionary right, during an investment period, to sell up to $20 million of its common stock to Tumim via structured VWAP-based purchases (including new same-day Pre-Market and Intraday VWAP mechanics), subject to an Exchange Cap of 19.99% of pre-agreement outstanding shares absent stockholder approval, a 4.99% (up to 9.99%) beneficial ownership cap, and other trading market and securities law limitations; in exchange for Tumim’s commitment, Capstone will issue commitment shares or pay a cash commitment fee, maintain an effective resale registration statement and stock exchange listing, and comply with various covenants and conditions designed to govern ongoing sales, settlement, and disclosure obligations under the facility.

Filing Facts

CIK

887151

Ticker

-

Form

8K

Source Type

sec

Accession

0001437749-26-020393

Alert Tier

7