NORTHERN TRUST CORP 4

David Byron Smith Jr. received an in-kind distribution of 1,120 Northern Trust Corp (NTRS) common shares from a trust, increasing his indirectly held stake via a revocable trust, with no open-market trading involved.

On July 31, 2026, David Byron Smith Jr., a reporting person at Northern Trust Corp, received an in-kind distribution of 1,120 shares of Northern Trust common stock from a trust in which he has a partial pecuniary interest, recorded on the Form 4 as a Form 4 code “G” transaction and an acquisition (“A”) of indirectly held shares via a revocable trust. The filing notes that the originating trust distributed a total of 8,960 shares to its beneficiaries, with 1,120 shares specifically allocated to Smith. Following this redistribution among family-related trusts and the revocable trust, Smith’s indirect and direct holdings are detailed as 87,157 shares held by a revocable trust, 989 shares held directly, 1,704 shares held in a trust for his benefit and his children, three separate 2,125-share trusts for each of his children, and an additional 983,600 shares held in another trust in which he has a partial pecuniary interest. No open-market purchase or sale price is reported, indicating this is a non-market, estate-planning type transfer rather than a discretionary trade.

Filing Facts

CIK

73124

Ticker

NTRS

Form

4

Source Type

sec

Accession

0001478669-26-000015

Alert Tier

5