AMERIPRISE FINANCIAL INC 4

Insider William Jerryl Williams converted phantom stock into roughly 17,297 Ameriprise common shares, with about 24 shares withheld for taxes, and now holds about 17,273 common shares plus deferred phantom stock units.

On July 9, 2026, Ameriprise Financial executive William Jerryl Williams (President, Wealth Management Advisor Group) converted phantom stock into common stock via a Rule 16b-3 transaction at an implied price of approximately $53.98 per share, resulting in an acquisition of about 17,297 shares of common stock and a disposition of phantom stock units. A portion of the newly acquired common shares (roughly 24 shares, valued at about $500) was immediately withheld to satisfy tax obligations, with the remaining shares held directly. Following these transactions, Williams beneficially owned approximately 17,273 shares of Ameriprise common stock directly, plus a separate phantom stock balance (about 15,061 units) that remains deferred and payable in Ameriprise shares upon termination of employment or in a specified future year under the company’s deferred compensation plan. These activities reflect routine equity compensation and related tax withholding rather than an open‐market purchase or sale.

Filing Facts

CIK

820027

Ticker

AMP

Form

4

Source Type

sec

Accession

0001724756-26-000007

Alert Tier

5