CAPITAL ONE FINANCIAL CORP 4

Dean Lia, President, Banking & Premium Products of Capital One Financial Corp. (COF), sold 2,193 shares of common stock for about $495K and now holds 63,261 shares directly.

On August 17, 2026, Dean Lia, President, Banking & Premium Products of Capital One Financial Corp., sold a total of 2,193 shares of Capital One common stock in two open market transactions under a Rule 10b5-1 trading plan, at prices of $225.52 and $225.92 per share, for aggregate proceeds of approximately $494,691. Following these sales, Lia’s direct ownership decreased to 63,261 shares of Capital One common stock, which, using the transaction pricing as a proxy, represents an interest valued at roughly $14.3 million. The filing characterizes the activity as pre-planned under an established trading plan, suggesting routine portfolio or liquidity management rather than an opportunistic trade based on new information.

Filing Facts

CIK

927628

Ticker

COF

Form

4

Source Type

sec

Accession

0001741273-26-000017

Alert Tier

6