ROCKWELL AUTOMATION, INC 4

Vice President and Controller Terry L. Riesterer had 849 RSUs in Rockwell Automation, Inc. vest into common stock and sold 281 shares under a Rule 10b5-1 plan to cover taxes, ending with about 2,234 shares (direct and indirect) in total.

On July 16, 2026, Rockwell Automation Vice President and Controller Terry L. Riesterer had 849 restricted stock units convert into an equal number of Rockwell Automation, Inc. common shares and become directly owned, while simultaneously disposing of 281 common shares in an automatic sale under a Rule 10b5-1 plan to cover taxes due on the vesting. The Form 4 shows the RSU conversion as a non-priced transaction and indicates that, following these transactions, Riesterer directly held 1,602 shares of common stock and indirectly held 632.5229 shares (via the Company Savings Plan), for a total economic exposure of about 2,234 shares. Using the contemporaneous market price of roughly $461.85 per share, the tax-related sale was approximately $127,000 in value, and Riesterer’s post-transaction holdings are worth an estimated $1.0–1.1 million. The filing notes that the sale was pre-arranged under a Rule 10b5-1 plan adopted on May 30, 2025, and that the indirect holdings reflect units in the Company stock fund under the Company Savings Plan.

Filing Facts

CIK

1024478

Ticker

ROK

Form

4

Source Type

sec

Accession

0001794668-26-000006

Alert Tier

5