Rocket Companies, Inc. 4

Jesse K. Bray, Pres & CEO of Rocket Mortgage at Rocket Companies, Inc., had 29,279 Class A shares withheld for taxes upon RSU vesting, leaving about 7.9 million shares directly owned and 8.2 million indirectly owned.

On 2026-09-07, Jesse K. Bray, Pres & CEO of Rocket Mortgage at Rocket Companies, Inc., had 29,279 shares of Class A common stock withheld and forfeited by the issuer at an implied price of approximately $14.06 per share (about $411,700 in value) to satisfy tax withholding obligations upon the vesting of previously granted restricted stock units under the company’s 2020 Omnibus Incentive Plan. This routine, tax-related forfeiture reduced his directly held shares to 7,870,140, while an additional 8,178,027 shares are reported as indirectly owned through The Jesse K. Bray Living Trust. Using the provided current market price of $13.48 as a proxy, his directly owned stake is worth roughly $106 million, and his indirect holdings via the trust are worth approximately $110 million after the transaction.

Filing Facts

CIK

1805284

Ticker

RKT

Form

4

Source Type

sec

Accession

0001805284-26-000101

Alert Tier

5