Rocket Companies, Inc. 4

CTO Shawn Malhotra had 37,930 Rocket Companies Class A shares withheld for taxes upon RSU vesting, leaving him with 867,341 shares owned directly.

On September 7, 2026, Rocket Companies, Inc. Chief Technology Officer Shawn Malhotra had 37,930 shares of Class A common stock withheld by the company at an implied price of approximately $14.06 per share, solely to satisfy tax withholding obligations triggered by the vesting of previously granted restricted stock units under the issuer’s 2020 Omnibus Incentive Plan. This withholding, classified as a Form 4 code “F” transaction, reduced his directly held Class A share position to 867,341 shares. Using the transaction price as a proxy, the tax-related share forfeiture was worth roughly $533,000, and his remaining stake is valued at about $12.2 million, indicating that the event is a routine compensation- and tax-related adjustment rather than an open‑market trade.

Filing Facts

CIK

1805284

Ticker

RKT

Form

4

Source Type

sec

Accession

0001805284-26-000102

Alert Tier

5