Rocket Companies, Inc. 4

Brian Nicholas Brown, President & CFO of Rocket Companies, Inc., had a total of 58,717 Class A shares withheld for taxes upon RSU vesting, leaving him with 1,624,066 directly owned Class A shares (plus 395,777 Class L-2 shares).

On this Form 4, Brian Nicholas Brown, President & Chief Financial Officer of Rocket Companies, Inc., reported two automatic tax-withholding transactions related to the vesting of restricted stock units under the company’s 2020 Omnibus Incentive Plan. On 2026-09-07, 44,042 shares of Class A common stock were withheld at an implied price of $14.06 per share to satisfy tax obligations, reducing his directly held Class A position to 1,638,741 shares. On 2026-09-08, an additional 14,675 Class A shares were similarly withheld at $14.06 per share for taxes, leaving him with 1,624,066 directly held Class A shares. The filing also notes that his holdings include 395,777 shares of Class A common stock that were previously reported as Class L‑1 common stock and were converted into Class A shares pursuant to the issuer’s Restated Certificate of Incorporation in a transaction exempt under Rule 16b‑3. These transactions are non‑discretionary, compensation-related share forfeitures rather than open-market purchases or sales.

Filing Facts

CIK

1805284

Ticker

RKT

Form

4

Source Type

sec

Accession

0001805284-26-000103

Alert Tier

5