SCHWAB CHARLES CORP 4

Dennis Howard (MD, Chief Tech, OPS & Data Officer) exercised 28,000 Schwab options at $64.10 and sold 28,000 Schwab common shares at about $105.01 on 2026-07-28 under a Rule 10b5-1 plan.

On July 28, 2026, Dennis Howard, the MD, Chief Technology, Operations & Data Officer of Charles Schwab Corp., exercised 28,000 nonqualified stock options for common stock at an exercise price of $64.10 per share and immediately sold the same 28,000 shares at a weighted average price of approximately $105.01 per share under a Rule 10b5-1 trading plan, resulting in an estimated spread of about $1.15 million before taxes. Following the transactions, his direct ownership of Charles Schwab common stock decreased from 38,470 shares to 10,470 shares, while 28,000 options covering common stock at $64.10 per share remained outstanding and unexercised until their March 1, 2031 expiration. Based on the current stock price of roughly $104.70, his remaining direct equity stake is valued at around $1.10 million, and the unexercised in-the-money options represent additional embedded economic value not reflected in the share count.

Filing Facts

CIK

316709

Ticker

SCHW

Form

4

Source Type

sec

Accession

0001825454-26-000023

Alert Tier

6