SCHWAB CHARLES CORP 4

Neesha Hathi (MD, Head Wealth Adv, Bnk, Tst) exercised options for 3,177 Charles Schwab Corp (SCHW) shares at $52.05 and, via a trust, sold 3,177 shares at about $108.12 on August 28, 2026 under a Rule 10b5-1 plan.

On August 28, 2026, Neesha Hathi, MD and Head of Wealth Advisory, Banking and Trust at Charles Schwab Corp, exercised a nonqualified stock option for 3,177 shares of common stock at $52.05 per share (a paper value of roughly $165,240 at the exercise price) and immediately contributed the acquired shares to a trust, which then sold the same 3,177 shares at a weighted average price of $108.1201 per share for approximately $343,509 in gross proceeds under a pre-arranged Rule 10b5-1 trading plan adopted on May 29, 2026; following these transactions, she reported direct ownership of 3,177 shares, with an estimated market value of about $349,000 based on the recent stock price.

Filing Facts

CIK

316709

Ticker

SCHW

Form

4

Source Type

sec

Accession

0001879974-26-000010

Alert Tier

6